Transaction fees cash and warrants market
| Segment | Participant | Variable | Minimum | Maximum |
|---|---|---|---|---|
| prime market | Agent/Principal
Class 1 |
4.00 bp | EUR 1.80 | EUR 90.00 |
| Agent/Principal
Class 2 |
3.00 bp | EUR 0.90 | EUR 67.50 | |
| Agent/Principal
Class 3 |
2.00 bp | - | EUR 45.00 | |
| Market Maker | 1.00 bp | - | EUR 18.00 | |
| Specialist | 0.00 bp | - | - | |
| mid market continuous, standard market continuous | Agent | 4.00 bp | EUR 1.80 | EUR 90.00 |
| Principal | 4.00 bp | EUR 1.80 | EUR 90.00 | |
| Market Maker | 1.00 bp | - | EUR 18.00 | |
| Specialist | 0.00 bp | EUR 0.00 | EUR 0.00 | |
| mid market auction | Agent | 5.00 bp | EUR 3.60 | - |
| Principal | 5.00 bp | EUR 3.60 | - | |
| Liquidity Provider | 4.00 bp | EUR 3.60 | - | |
| standard market auction | 6.00 bp | EUR 3.60 | - | |
| bond market.at | 1.00 bp | EUR 5.50 | EUR 55.00 | |
| other securities.at | Agent | 7.00 bp | EUR 3.60 | - |
| Principal | 7.00 bp | EUR 3.60 | - | |
| Market Maker | 2.00 bp | EUR 1.80 | - | |
| Liquidity provider | 7.00 bp | EUR 3.60 | - | |
| certificates, warrants | Agent | EUR 5.50 | - | - |
| Principal | EUR 5.50 | - | - | |
| Market maker
or specialist |
0.50 % | EUR 2.00 | EUR 5.50 | |
| exchange traded funds | Agent | 4.00 bp | EUR 1.80 | EUR 90.00 |
| Principal | 4.00 bp | EUR 1.80 | EUR 90.00 | |
| Market Maker | 2.00 bp | EUR 1.80 | EUR 36.00 | |
| investment funds | Agent | 4.00 bp | EUR 5.50 | EUR 90.00 |
| Principal | 4.00 bp | EUR 5.50 | EUR 90.00 | |
| Market Maker | 2.00 bp | EUR 5.50 | EUR 36.00 | |
Each bp (basis point) representing 1/10,000 of the trading volume per trade and side in Euro.
The transaction fees for agent and principal trades on the prime market are calculated based
on the trading volumes of the members within one calendar month. The total trading volumes of a
member are recorded at the end of every trading day during a calendar month broken down by the
agent and principal trades of the current month. As soon as the respective turnover thresholds of
the turnover classes for agent and principal trades pursuant to the table are passed, all further
trades of a member during the current month are invoiced at the transaction fees that apply to the
next turnover class.
| Turnover Classes on the Prime Market | ||
|---|---|---|
| Class | Lower limit p.m. | Upper limit p.m. |
| 1 | as of EUR 0 | up to EUR 150m |
| 2 | over EUR 150m | up to EUR 450 |
| 3 | over EUR 450m | - |
If a trading participant is a 100% subsidiary of another trading participant (direct or indirect) and both take part in trading on the cash market, then the trading volumes in agent and principal trades of these trading participants are added for the purpose of computing the turnover classes.
Adjustment fees cash market
| Adjustment | Fee | Calculation basis |
|---|---|---|
| Changes in cash market trades under Xetra® | EUR 5.00 | per change and trade |
| Cancellations of cash market trades in Xetra® by WBAG
with the exception of trades in certificates and warrants |
EUR 100.00 | per order triggering cancellation |
| Cancellations: trades on certificates and warrants in Xetra® by WBAG | EUR 30.00 | per order triggering cancellation |
| Cancellations: cash market trades in the SICS settlement system | EUR 150.00 | per trade |
| Cover purchase | EUR 250.00 | per trade |
| Cash Settlement | EUR 250.00 | per trade |
| Manual order entry by WBAG | EUR 5.00 | per order |
| Manual order deletion by WBAG | EUR 0.00 | per order |